Wealth Advisory Audit Workbench

FORENSIC ENGINE v2.4

Entity Telemetry & Regulatory Posture

37 days

Forensic Evaluation Dossier

ANALYSIS COMPLETE
86
/ 100

High Risk

Severe divergence from bona fide institutional wealth management. Extreme likelihood of advance-fee or phantom advisory fraud.

SEC IAPD Registry

Verify firm licensing and Form ADV disclosures

Search SEC IAPD →

FINRA BrokerCheck

Audit individual broker licenses and firm history

Search BrokerCheck →

CFTC RED List

Check unregistered entities targeting retail investors

CFTC Red List →
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