RIA Crypto Custody Rule & Safeguard Navigator

SEC Proposed Rule 206(4)-2 Safeguarding Audit & Qualified Custodian Verification

Audit Status: Reviewing

Institutional Presets & Advisory Setup

Custodial Architecture & Asset Mix

Interactive Safeguard Controls
RIA Client Base Beneficial Ownership $145M Total Custodial Layer Qualified Trust / Bank Segregated Keys On-Chain Vaults Exclusive Possession Verified Isolated

Audit Results & Remediation

Form ADV Readiness
82 / 100

Conditional Compliance - Remediation Required

Evaluated in accordance with SEC Investment Advisers Act Rule 206(4)-2 safeguarding amendments: Qualified Custodian possession requirements, written assurances, client asset segregation, and mandatory annual surprise verification.

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