SEC Crypto Custody & Safeguarding Rule Compliance Workbench

Institutional Presets

Custody Configuration

Custodian Entity & Charter

Key & Signing Authority

Asset Classes in Scope

Spot Crypto (BTC / ETH) Liquid Staking Tokens (e.g. stETH) Tokenized US Treasuries / RWAs LP Positions & Yield Contracts

Operational Safeguards

On-Chain Segregation (No Omnibus) Written Agreement with Rule 223-1 Reps Annual PCAOB Surprise Examination Bankruptcy-Remote Legal Isolation

Interactive Custody Topology (D3.js)

Drag nodes to inspect boundaries

Qualified Custodian

RIA Fund Entity

On-Chain Vault

Key Shard / Delegation

Safeguarding Rule Scorecard

RIA Audit Memorandum Summary

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