PROPOSED SEC RULES

SEC Crypto Rule Scope & Compliance Matrix

Regulatory Exposure
78 / 100
High Risk Exposure
Exchange Act 3b-16 Scope
Triggered
Broker / Exchange Registration
Safeguarding Rule Custody
Exempt / Unmandated
Advisers Act Rule 206(4)-2
Howey Prongs Triggered
3 of 4
Investment Contract Risk
● Blue: Token Architecture Lever ● Red/Amber: Triggered Regulatory Scope ● Green: Safe Harbor Alignment
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